{"id":233,"date":"2026-04-27T12:00:00","date_gmt":"2026-04-27T12:00:00","guid":{"rendered":"https:\/\/california.shuster.info\/?p=233"},"modified":"2026-04-27T12:00:00","modified_gmt":"2026-04-27T12:00:00","slug":"yolo-solano-air-quality-defty-anti-slapp-cross-complaint-agency-policy","status":"publish","type":"post","link":"https:\/\/california.shuster.info\/?p=233","title":{"rendered":"People ex rel. Yolo-Solano Air Quality Management District v. Defty \u2014 Cross-Complaint Challenging Validity of Underlying Agency Policy Does Not Arise From Protected Activity for Anti-SLAPP Purposes"},"content":{"rendered":"<div class=\"case-meta\">\n<dl>\n<dt>Case<\/dt>\n<dd>People ex rel. Yolo-Solano Air Quality Management District v. Defty<\/dd>\n<dt>Court<\/dt>\n<dd>3rd District Court of Appeal<\/dd>\n<dt>Date Decided<\/dt>\n<dd>2026-04-27<\/dd>\n<dt>Docket No.<\/dt>\n<dd>C102574<\/dd>\n<dt>Status<\/dt>\n<dd>Reported \/ Citable<\/dd>\n<dt>Topics<\/dt>\n<dd>Anti-SLAPP; Code of Civil Procedure section 425.16; agricultural exemption; air quality management; rulemaking; declaratory and injunctive relief<\/dd>\n<\/dl>\n<\/div>\n<h2>Background<\/h2>\n<p>The Yolo-Solano Air Quality Management District is a regional air pollution control agency. Diamond D General Engineering, Inc. provides agricultural services to farmers and ranchers, and Spencer Defty is Diamond&#8217;s chief executive officer. Between 2023 and 2024, the District issued three notices of violation against Diamond for operating equipment without a permit, failing to install emission controls, and failing to minimize smoke in an agricultural burn.<\/p>\n<p>The District&#8217;s position rested on an internal policy interpreting an agricultural exemption to exclude independent contractors that provide services to farmers (relying on cases such as Farmers Reservoir &#038; Irrigation Co. v. McComb and Julius Goldman&#8217;s Egg City v. Air Pollution Control District). Diamond and Defty disputed this interpretation and inquired about administrative review. The District confirmed the notices were not appealable through its hearing board.<\/p>\n<p>The District eventually sued Diamond, Defty, and Knotty Wood Barbecue Company for statutory and regulatory violations and for failing to correct conduct after receiving the notices. Diamond and Defty cross-complained for declaratory and injunctive relief, alleging that the District&#8217;s underlying interpretive policy had not gone through proper rulemaking and was therefore invalid. The District filed an anti-SLAPP motion to strike the cross-complaint, which the trial court denied. The District appealed.<\/p>\n<h2>The Court&rsquo;s Holding<\/h2>\n<p>The Third District Court of Appeal affirmed. The court held that the cross-complaint did not arise from the District&#8217;s protected activities under the anti-SLAPP statute (Code of Civil Procedure section 425.16) because the cross-complaint challenged the validity of the underlying policy on which the District&#8217;s activities were based, not the activities themselves.<\/p>\n<p>For purposes of the anti-SLAPP analysis, a court must focus on the conduct that gives rise to the cause of action. The District&#8217;s investigation, issuance of notices of violation, settlement discussions, and filing of the underlying lawsuit are all protected activities under the anti-SLAPP statute. But the cross-complaint did not seek relief based on those specific actions; instead, it challenged the validity of the underlying interpretive policy that the District claimed authorized those actions. A challenge to the validity of an agency policy is not the same as a challenge to the agency&#8217;s enforcement actions taken under that policy. The protected activity is at most evidence of how the policy is applied, not the gravamen of the cross-complaint.<\/p>\n<p>Because the cross-complaint did not arise from protected activity, the court did not need to consider whether the cross-complainants had a likelihood of success on the merits. The court also published the opinion in part to clarify that where it is easier to dispose of an anti-SLAPP motion on its merits, courts need not address the public interest exemption to the anti-SLAPP statute.<\/p>\n<h2>Key Takeaways<\/h2>\n<ul>\n<li>An anti-SLAPP motion fails when the challenged claims arise from the validity of an underlying agency policy or rule, not from the agency&#8217;s specific enforcement actions taken under that policy.<\/li>\n<li>For anti-SLAPP analysis, courts focus on the conduct giving rise to the cause of action; protected activities that merely provide context or evidence of how a policy is applied do not transform a cause of action into one arising from protected activity.<\/li>\n<li>Challenges to agency policies based on lack of proper rulemaking are not arising from protected activities, even where the policies have been applied through enforcement actions that involve protected activities.<\/li>\n<li>Courts may dispose of anti-SLAPP motions on the protected activity prong without addressing the public interest exemption when doing so is the easier path to resolution.<\/li>\n<li>Air quality management districts and other regulatory agencies may be subject to declaratory relief actions challenging the validity of their interpretive policies, separate from challenges to specific enforcement actions.<\/li>\n<\/ul>\n<h2>Why It Matters<\/h2>\n<p>This decision is important for both anti-SLAPP practice and California regulatory law. The opinion reinforces that the anti-SLAPP statute is not a shield against challenges to the validity of underlying agency policies, even when those policies have been applied through enforcement activities that would otherwise be protected.<\/p>\n<p>For regulatory agencies, the case is a reminder that interpretive policies should be promulgated through proper rulemaking procedures to avoid validity challenges. Agencies cannot rely on the anti-SLAPP statute to insulate informal policies from judicial review. For regulated parties facing agency enforcement actions, the opinion confirms that cross-complaints challenging the validity of underlying agency policies are viable and not subject to anti-SLAPP dismissal. For anti-SLAPP practitioners generally, the case provides useful guidance on the protected activity analysis and the relationship between underlying policies and specific enforcement actions.<\/p>\n<p><a href=\"https:\/\/www.courts.ca.gov\/opinions\/documents\/C102574.PDF\">Read the full opinion (PDF)<\/a> &middot; <a href=\"https:\/\/appellatecases.courtinfo.ca.gov\/search\/searchResults.cfm?dist=3&#038;search=number&#038;useSession=0&#038;query_caseNumber=C102574\">Court docket<\/a><\/p>\n","protected":false},"excerpt":{"rendered":"<p>Third District affirms denial of anti-SLAPP motion to strike a cross-complaint challenging the validity of an air quality management district&#8217;s underlying interpretive policy, holding that the cross-complaint did not arise from the district&#8217;s protected enforcement activities.<\/p>\n","protected":false},"author":0,"featured_media":0,"comment_status":"open","ping_status":"open","sticky":false,"template":"","format":"standard","meta":{"site-sidebar-layout":"default","site-content-layout":"","ast-site-content-layout":"default","site-content-style":"default","site-sidebar-style":"default","ast-global-header-display":"","ast-banner-title-visibility":"","ast-main-header-display":"","ast-hfb-above-header-display":"","ast-hfb-below-header-display":"","ast-hfb-mobile-header-display":"","site-post-title":"","ast-breadcrumbs-content":"","ast-featured-img":"","footer-sml-layout":"","ast-disable-related-posts":"","theme-transparent-header-meta":"","adv-header-id-meta":"","stick-header-meta":"","header-above-stick-meta":"","header-main-stick-meta":"","header-below-stick-meta":"","astra-migrate-meta-layouts":"default","ast-page-background-enabled":"default","ast-page-background-meta":{"desktop":{"background-color":"var(--ast-global-color-5)","background-image":"","background-repeat":"repeat","background-position":"center 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